Advisor Resources

At Vanderbilt, our number one priority is our advisor’s success. While each advisor’s definition of success will be different, we can all agree that flexibility, focus, service and diversity are critical elements. Vanderbilt remains steadfast in its commitment to supporting our advisors through their transition into the firm, and on an ongoing basis with the most robust, technology enabled and impactful platform we can provide. With easy access to management and back-office support paired with access to a robust technology suite, Vanderbilt advisor partnerships offer tremendous value and results.

Our Partners

To provide our advisors with the most up to date resources and tools, we have engaged with the following partners:

In House Bond & Equity Desks

Innovative Platform

Our investment and due diligence teams are constantly at work engaging with advisors to ensure that we are bringing the most effective and efficient investment solutions to clients. 

Our platform is also designed with ease of use in mind, integrating AI and focusing on the continuous growth of our investment universe, including our sustainable and impact solution set. 

Consultative Compliance

Using Docupace’s intuitive and innovative processing system to submit business, compliance approval and subsequent turnaround is an extremely quick and easy process. 

Our consultative compliance team is tasked with ensuring that each piece of business is handled with an individualized approach that meets our regulatory requirements and client needs and goals.

Member of VFG compliance team
VFG Management on a training call

Training, Education & Technology

We provide training and education designed to keep our advisors operating on the cutting edge. With access to our robust technology suite, our advisors can participate in individual and team training on various topics, including:

  • One-on-One Coaching & Mentoring
  • Compliance Training Sessions
  • National Conferences
  • Product Education
  • Ongoing Professional Development

Back Office Support

Our experienced and hardworking team of professionals provide customized back-office support for each advisor, including assistance with day-to-day business processing, sales, and operational support. 

Our team aids in speeding up processes that can be tedious, long, and bureaucratic at larger firms so that you can focus on what is really important — growing your business. 

Advisor Assistant Program Helping Advisor

Advisor Assistant Program

The Advisor Assistant Program is designed to free up time to allow you to drive the success of your book, devote more time and attention to growing your business relationships along with enhancing the client experience. Adding to the  entrepreneurial approach by having a team of virtual assistants that may engage directly with your clients, handle administrative tasks and work closely with other team members in all aspects of business processing is a win-win.

You choose your monthly hourly commitment for assistant support at a set rate. VFG takes care of all the training and human resources-related employment terms.

Tasks Your Assistant Can Do:

  • Support you with account maintenance, new accounts, transfers, money movement, trade entry, and more
  • Communication with clients and obtaining information for paperwork
  • Perform required duties within internal applications as appropriate, with high attention to detail and quality
  • Document submission, processing, and follow-up
    Create a strong working relationship with customers and internal teams
  • Submission of correspondence for compliance review
  • Educate customers on where to find their online account information

A Word (or Two) About Transitions

Transitions can be hard. At Vanderbilt, we are laser focused on making them easy for you. Our advisors and clients come to us with existing histories and stories, portfolios and priorities. Life is busy. We are here to ensure that your transition is as smooth as possible, and that we can support your vision for the future. 

Transition support includes:

  • Dedicated Transition Manager
  • Oversight of all transition documents processed & submitted by the transition team
  • Individual training and support on Docupace & Docusign platforms
  • Timely follow up with product companies for quick turnaround
  • Electronically prepared forms
  • Daily and/or weekly transition updates
  • Signature prompts to ensure forms are submitted
  • Comfort in knowing you have Vanderbilt on your side!

Join Our Community

We welcome advisors and clients to come visit us, to speak with our team and to learn more about what makes Vanderbilt such a unique community.

Get in Touch! 800.676.2921

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